Public enforcement claims from agency releases. The contact is not on this page. 2 states on this page. Last updated 2026-10-19. Counts are on the catalog.
Page 2. The contact email is not on this page.
- Matthew Brown and Matthew Brown Companies, LLC
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- William Sarris and Joseph Endoso
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Jeremiah Silkowski and SQN Capital Management LLC
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Francis Biller; Raymond Dove; Chester Alvarez; Troy Gran-Brooks; Justin Plaizier; Shredderz International Corp.; Edward Clarke; Lia Patricia Sepulveda Salazar; and Edward Lopez Gir
Francis Biller; Raymond Dove; Chester Alvarez; Troy Gran-Brooks; Justin Plaizier; Shredderz International Corp.; Edward Clarke; Lia Patricia Sepulveda Salazar; and Edward Lopez Giraldo
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Darren J. Caris and Caris Investment Partners, Inc.
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Himanshu Jindal a/k/a Manish Jindal
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Robert D. Welsh and Caedrynn E. Conner
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Kalder Inc. and Gökçe Güven
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Stephen Kenneth Leech
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- David Reichman et al.
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Thomas J. Moore, III
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Mukesh Asudani
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Robert Bernardi and Sunil Chandra
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Trevon Brown, Craig Grant, and Michael Noble
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Owen E.H. Meyer and Meyer Global Management LLC
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Christopher Kenji Dinelli a/k/a Kenji Dinelli and Jacob David Frankel a/k/a Kobi Frankel
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Travel + Leisure Co.
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Lamar D. Fletcher
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Timothy E. Alatorre, Rhonda D. Stevenson, and Above: Space Development Corporation f/k/a Orbital Assembly Corporation
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Cryptoaiml Ltd.; Cryptoaiml Capital Foundation; TSAI Pro Ltd.; TSAI Capital Foundation
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Chris Farrant
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Cheryl R. Kramer
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Jacob Garfinkel; 5G Funding LLC; Five G Funding LLC
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Fan “Jocelyn” Yang; Jing Tian; Zijun Zhang; Shuchen Zhu; Chong Zhang; and Hanxiong Bo
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-19.
- Lloyd Anderson Wilson, C.P.A.
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: SEC EDGAR. Updated 2026-10-18.
- CFTC Secures Court Order Directing Louisiana Man and Arkansas Woman to Pay Over $31 Million for Digital Assets, Precious Metals Fraud
enforcement · LA · amount not stated · 2026-01-01
Public record. scraped, high. Source: CFTC. Updated 2026-10-19.
- CFTC Charges Cash FX Group S.A., and CEO; Three Others With $950 Million Fraud Scheme
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: CFTC. Updated 2026-10-19.
- CFTC Secures Court Order Directing Florida Man to Pay Over $6 Million for Options Fraud and Imposing Trading Bans
enforcement · FL · amount not stated · 2026-01-01
Public record. scraped, high. Source: CFTC. Updated 2026-10-19.
- CFTC Grants Multiple Whistleblower Awards Totaling Over $150 Million
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: CFTC. Updated 2026-10-19.
- CFTC Secures Court Orders Directing Texas and Florida Residents to Pay Over $500,000 in Disgorgement and Civil Monetary Penalties and Imposing Trading Bans for Commodity Pool Fraud
enforcement · FL · amount not stated · 2026-01-01
Public record. scraped, high. Source: CFTC. Updated 2026-10-19.
- CFTC Resolves Action Against Swaps Trader for Making False Statements
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: CFTC. Updated 2026-10-19.
- CFTC Orders Gabriel Perez to Pay $172,000 for Insider Trading of Mention Market Event Contracts
CFTC Orders Gabriel Perez to Pay $172,000 for Insider Trading of Mention Market Event Contracts
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: CFTC. Updated 2026-10-19.
- CFTC Resolves Actions Against Former Alameda CEO, and Alameda and FTX Co-Founder
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: CFTC. Updated 2026-10-19.
- CFTC Charges Goliath Ventures Inc. and CEO with $400 Million Fraud Scheme
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: CFTC. Updated 2026-10-19.
- CFTC Orders UBS Financial Services Inc. to Pay $8 Million for Supervision Failures Impacting Its AML Transaction Monitoring Systems
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: CFTC. Updated 2026-10-18.
- FTC Sends More than $9.8 Million to Consumers Harmed by Walmart’s Failure to Stop Scammers that Used its Wire Transfer Services to Take Millions from Customers
The Federal Trade Commission is sending payments totaling more than $9.8 million to consumers harmed by Walmart’s alleged failure to stop scammers that took hundreds of millions of dollars from U.S. consumers using the company’s wire transfer services.In June 2025, Walmart settle
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: FTC. Updated 2026-10-19.
- FTC Sues Ticket Broker Over Unlawful Tactics Used to Buy Millions of Tickets to Popular Live Events
The Federal Trade Commission sued REPS & Company Inc., alleging the ticket broker illegally circumvents measures designed to limit the number of tickets that can be purchased for a single event, purchasing millions of tickets to high-demand events that it later resells at a s
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: FTC. Updated 2026-10-19.
- FTC Sues Operator of Sextortion Relief Scheme for Misleading Consumers into Believing it Would Identify Criminals and End Sextortion Attacks
A federal court has granted the Federal Trade Commission’s request to temporarily halt the activities of Digital Forensics Corporation LLC and its CEO for allegedly defrauding consumers out of millions of dollars using false and deceptive promises relating to “sextortion assistan
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: FTC. Updated 2026-10-19.
- FTC Secures Settlement with Auto Dealership Group in Price Transparency Win for Consumers
The Federal Trade Commission today announced Greenway Auto Group has agreed that its price advertisements will prominently include the actual price a consumer must pay for a vehicle, excluding only charges the government requires consumers to pay, to settle the Commission’s lawsu
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: FTC. Updated 2026-10-19.
- FTC Returns More than $15.8 Million to Consumers Misled by Cash Advance App Company Cleo AI
The Federal Trade Commission is sending more than $15.8 million to consumers impacted by cash advance app company Cleo AI’s deceptive claims about the amounts and timing of available cash advances and the company’s hard-to-cancel subscriptions.The FTC’s March 2025 complaint alleg
enforcement · jurisdiction not stated · amount not stated · 2026-01-01
Public record. scraped, high. Source: FTC. Updated 2026-10-19.